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Companies file 10-K reports annually and 10-Q reports quarterly

The SEC processes thousands of filings each day

EDGAR, the SEC's filing system, was fully implemented in 1995

Over 700,000 documents are filed with the SEC each year

The SEC enforces securities laws to protect investors and maintain fair markets

Form S-1 is used by companies planning to go public

The SEC has five commissioners appointed by the U.S. President

The SEC’s headquarters is in Washington, D.C.

The Division of Enforcement handles investigations and civil actions

The SEC oversees key market participants like stock exchanges and brokers

The Form 8-K is used to report unscheduled material events or changes

Regulation D allows companies to raise capital without registering with the SEC

The SEC can bring both civil and administrative proceedings

The Whistleblower Program was established under the Dodd-Frank Act in 2010